Who is a Stockbroker?

Since 2004, Cubby Bice has led Bice Wealth Management as president. Bice Wealth Management is a full-service consulting company that assists clients with their business planning requirements. Being an investment expert, Cubby Bice received the Top of the Pyramid Award for excellence from TransAmerica Investments annually in 2013.

The investment sector brings different types of financial professionals like stockbrokers, sometimes called business advisors. A stock broker is a professional who assesses and executes market orders for their client.

Primarily, stock brokers serve as intermediaries and middle persons between the stock market and the client. They are trained representatives of the investment market. They also facilitate the sales and purchase of securities for their clients, which often range from investor clients to financial institutions and other firms.

To invest in securities, most market participants rely on stockbrokers’ expertise and proficiency in the workings of the market. A stockbroker has the option of working independently or with a brokerage company. Broker-dealers and brokerage companies are also occasionally referred to as stockbrokers.